Senior Compliance OfficerFull-timeDepartment: Compliance & RiskType of Hire: PermanentCompany DescriptionABOUT IQ-EQIs a global investor services group with deep expertise in private markets. We support investment managers, asset owners and global businesses with the administration, compliance, governance, data and reporting that their structures depend on.Across 25 jurisdictions, our 6,500+ professionals combine technical strength, connected technology and human understanding – the IQ and the EQ – to free clients from operational complexity and give them the peace of mind to focus on their core business activities.Our IQ is our technical, regulatory and operational expertise, underpinned by data, technology and coordinated global delivery. Our EQ is our human partnership: understanding the business behind the numbers, the culture behind the structures and the individuals behind the screens.With more than US$950 billion of assets under administration, our global client base includes 13 of the world's top 15 private equity firms_ and 19 of the top 25 private debt firms_\*.One relationship connects our clients to the right expertise as needs evolve, helping them move forward with clarity and confidence, wherever they operate.To find out more about IQ-EQ visitiqeq.com.Job DescriptionThe overall goal of the Compliance function is to support the successful execution of IQ-EQs business strategy through the delivery of an integrated risk and compliance culture and programme; whilst protecting IQ-EQs brand and reputation. Compliance aims to support the Board of Directors and Senior Management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by the regulator.What you'll do:To assist in the onboarding processes, including the issuance of compliance advice and risk assessment.Client maintenance and business events ongoing due diligence controlsPerforming periodical client file reviews as second line of defensePerforming Investors’ file reviews as second line of defenseSupport the second line of defense - escalation point for KYCTA team with regards to investors reviewPreparation and filing of SAR/STRPreparation of AML lettersInternal and external audit support and follow-up for DepositaryEmphasizing and strengthening the first line of defense culture in day-to-day activitiesPromoting and supporting an effective Compliance culture within the companyProcess regular screening and maintenance of the client database against blacklist, press, international sanctions, and escalate when relevantUndertake compliance projects and ad hoc additional tasks as assigned by the managerQualificationsYou hold a Master's or Bachelor's degree in Law, Finance, or an equivalent discipline.You bring 3 to 5 years of professional experience in a Compliance Officer role.You are proficient in MS Office.You are fluent in English; additional language skills would be considered an assetGood knowledge of AML & KYC for investment funds and other type of structures as well as a great understanding of the Luxembourg fund’s regulatory and legal framework.Additional InformationOUR COMMITMENT TO YOU AND THE ENVIRONMENTAs a forward-looking business, sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining meaningful, long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,500+ employees - from 94 nationalities, speaking 41 languages across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support female managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.We’re committed to growing long-term relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.By clicking the link above or any third-party link within this posting, you are leaving this site and going to a third-party website where the third-party website's terms and privacy policy applyI'm interestedI'm interestedPrivacy Notice
